Matthew Farwell is a CFA-designated registered investment advisor at Penmar Advisors, LLC, based in Los Angeles, CA, with 15 years of industry experience. Matthew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.25% |
| $1M+ | 0.25% |
Fees are negotiable based on various criteria. Penmar Advisors also offers performance-based fees for accounts over $1,100,000. The quarterly fee is 0.25% plus 15% of the quarterly portfolio performance above an agreed-upon high water mark.
Fee Estimator
Location
Los Angeles, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Penmar Advisors, LLC
Previous Registrations
Odeon Capital Group LLCBroker
Roth Capital Partners, LLCBroker
Imperial Capital Asset Management LLC
Imperial Capital, LLCBroker
Credit Suisse Securities (USA) LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.