Michael Mauzy is a registered investment advisor at Morgan Stanley, based in Clayton, MO, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
7733 Forsyth Boulevard, Suite 2100, Clayton, MO, 63105
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Regulatory History (1)
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Criminal
March 2004Final Disposition
Employment History
Current Registrations
Morgan Stanley
January 2025 - Present · 1 yr 4 mos
Morgan StanleyBroker
January 2025 - Present · 1 yr 4 mos
Previous Registrations
UBS Financial Services INC.
September 2007 - January 2025 · 17 yrs 4 mos
UBS Financial Services INC.Broker
September 2007 - January 2025 · 17 yrs 4 mos
State Registrations29 states
AKAZCACOFLGAILKSKYLAMAMDMEMONCNENJNVNYOHOKPASCTNTXVAVTWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.