GJ
GJ

Gregory Jones

17 Years of Experience
Houston, TX
BrokerSells Insurance

Gregory Jones is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Houston, TX, with 17 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

1 Riverway Ste 900, Houston, TX, 77056

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Gregory participates in a pro tennis event at Briar Club Tennis Club, where he gets paid to play tennis with members for an annual tournament. Gregory may also earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
September 2021 - Present · 5 yrs
Northwestern Mutual Investment Services, LLCBroker
May 2008 - Present · 18 yrs 4 mos
State Registrations5 states
LANYTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.