James Roberts is a CFP-designated registered investment advisor at Intentional, based in Fort Mill, SC, with 18 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 400 clients with $180M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $2.0M | 1.25% |
| $2.0M - $5.0M | 0.85% |
| $5.0M - $10.0M | 0.65% |
| $10.0M - $20.0M | 0.40% |
| $20M+ | 0.25% |
Depending on client specific factors, Intentional may reduce its annual fee, account size, or amend the fee schedule.
Fee Estimator
Location
850 Bee Balm Trail, Fort Mill, SC, 29708
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James sells fixed insurance under his individual capacity, dedicating about 10% of his time during securities business hours. This activity is investment-related and conducted from the branch location.
Employment History
Current Registrations
Intentional
Previous Registrations
Cic Wealth, LLC
Commonwealth Financial NetworkBroker
Commonwealth Financial Network
Cetera Advisors LLC
Cetera Advisors LLCBroker
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
LPL Financial LLC
LPL Financial LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.