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CFP · ChFC
DM
CFP · ChFC

David Macaulay

Macaulay & Associates, LLC
27 Years of Experience
Fort Mill, SC
Sells Insurance
View SEC Summary
View SEC Summary

David Macaulay is a CFP, ChFC-designated registered investment advisor at Macaulay & Associates, LLC, based in Fort Mill, SC, with 27 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 137 clients with $81M in assets under management.

Macaulay & Associates, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
137 clients
Average Client Portfolio
$594K average
Assets Under Management
$81.3M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Annual investment advisory fees generally range between 0.50% and 2.50% of the value of assets under management, with an average of approximately 1.00%. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

360 Kingsley Park Drive, Suite 190, Fort Mill, SC, 29715

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

David sells fixed, disability, and long-term care insurance products since 2007. This activity takes minimal time and is related to his financial planning services.

Employment History
Current Registrations
Macaulay & Associates, LLC
August 2007 - Present · 19 yrs 2 mos
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
September 2011 - September 2020 · 9 yrs
Triad Advisors, INC.Broker
July 2007 - September 2011 · 4 yrs 2 mos
First Advisors, INC.
January 2007 - July 2007 · 6 mos
Ffp Advisory Services INC
May 2005 - January 2007 · 1 yr 8 mos
Ffp Securities, INC.Broker
February 1999 - July 2007 · 8 yrs 5 mos
State Registrations2 states
NCSC
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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