David Macaulay
David Macaulay is a CFP, ChFC-designated registered investment advisor at Macaulay & Associates, LLC, based in Fort Mill, SC, with 27 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 130 clients with $69M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Macaulay & Associates manages investments for a quarterly fee, paid in advance, based on the value of your portfolio. The fees range up to 2.50% annually, but the average fee is approximately 1.00%. Fees may be negotiable. The fees do not include brokerage, transaction, or custody fees.
Location
360 Kingsley Park Drive, Suite 190, Fort Mill, SC, 29715
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David sells fixed, disability, and long-term care insurance products since 2007. This activity takes minimal time and is related to his financial planning services.
Employment History
Current Registrations
Macaulay & Associates, LLC
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Triad Advisors, INC.Broker
First Advisors, INC.
Ffp Advisory Services INC
Ffp Securities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.