Lisa Griffin is a CFP-designated registered investment advisor at Morgan Stanley, based in Buffalo, NY, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
50 Fountain Plaza, Key Tower North, Buffalo, NY, 14202
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
September 2025 - Present · 1 yr
Morgan StanleyBroker
April 2021 - Present · 5 yrs 5 mos
Previous Registrations
MML Investors Services, LLCBroker
March 2017 - March 2021 · 4 yrs
Msi Financial Services, INC.Broker
November 2014 - March 2017 · 2 yrs 4 mos
New England SecuritiesBroker
April 2014 - August 2014 · 4 mos
J.P. Morgan Securities LLC
March 2012 - April 2014 · 2 yrs 1 mo
J.P. Morgan Securities LLCBroker
March 2011 - April 2014 · 3 yrs 1 mo
Royal Alliance Associates, INC.Broker
February 2011 - March 2011 · 1 mo
First Investors CorporationBroker
August 2007 - February 2009 · 1 yr 6 mos
State Registrations38 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.