Peter Spira is a registered investment advisor at Morgan Stanley, based in Buffalo, NY, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
50 Fountain Plaza, Key Tower North, Buffalo, NY, 14202
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Regulatory History (1)
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Customer Dispute
March 2008Settled
Employment History
Current Registrations
Morgan Stanley
January 2021 - Present · 5 yrs 4 mos
Morgan StanleyBroker
January 2021 - Present · 5 yrs 4 mos
Previous Registrations
UBS Financial Services INC.
July 2004 - January 2021 · 16 yrs 6 mos
UBS Financial Services INC.Broker
August 1998 - January 2021 · 22 yrs 5 mos
State Registrations20 states
AZCACOFLGAILINKYMAMDMINCNYOHPASCTNTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.