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Brian Norton

17 Years of Experience
Morristown, NJ
Broker

Brian Norton is a registered investment advisor at Morgan Stanley, based in Morristown, NJ, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

340 Mount Kemble Avenue, Morristown, NJ, 07960

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brian referees for Zog Sports, a recreational sports league, since 2015. This non-investment related activity takes about 10-20% of his time.

Employment History
Current Registrations
Morgan StanleyBroker
August 2020 - Present · 5 yrs 9 mos
Morgan Stanley
August 2020 - Present · 5 yrs 9 mos
Previous Registrations
UBS Financial Services INC.
March 2016 - August 2020 · 4 yrs 5 mos
UBS Financial Services INC.Broker
March 2016 - August 2020 · 4 yrs 5 mos
Wells Fargo Advisors, LLC
October 2012 - March 2016 · 3 yrs 5 mos
Wells Fargo Advisors, LLCBroker
June 2012 - March 2016 · 3 yrs 9 mos
Echotrade LLCBroker
September 2009 - September 2011 · 2 yrs
Metlife Securities INC.Broker
December 2007 - June 2009 · 1 yr 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
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Exams
No exam information available for this advisor.
Brian Norton - Financial Advisor | TrueAdvisor