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Anna Cerqueira
16 Years of Experience
Naples, FL
Broker
Anna Cerqueira is a registered investment advisor at Raymond James & Associates, INC., based in Naples, FL, with 16 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
Naples, FL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Raymond James & Associates, INC.
May 2024 - Present · 2 yrs
Raymond James & Associates, INC.
May 2024 - Present · 2 yrs
Raymond James & Associates, INC.Broker
May 2024 - Present · 2 yrs
Previous Registrations
Wells Fargo Advisors
December 2015 - May 2024 · 8 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
December 2015 - May 2024 · 8 yrs 5 mos
UBS Financial Services INC.
June 2010 - December 2015 · 5 yrs 6 mos
UBS Financial Services INC.Broker
November 2009 - December 2015 · 6 yrs 1 mo
State Registrations28 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.