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Christopher Stockstrom

17 Years of Experience
Polk City, IA
Broker

Christopher Stockstrom is a registered investment advisor at MML Investors Services, LLC, based in Polk City, IA, with 17 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4920 advisors
Number of Clients
392,809 clients
Average Client Portfolio
$229K average
Assets Under Management
$90.0B

Fee Structure

Investment management only (planning not offered)

MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.

For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.

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Location

Polk City, IA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
MML Investors Services, LLC
December 2022 - Present · 3 yrs 5 mos
MML Investors Services, LLC
December 2022 - Present · 3 yrs 5 mos
MML Investors Services, LLCBroker
December 2022 - Present · 3 yrs 5 mos
Previous Registrations
Principal Securities, INC.
July 2017 - December 2022 · 5 yrs 5 mos
Principal Securities, INC.Broker
July 2017 - December 2022 · 5 yrs 5 mos
Cetera Advisor Networks LLC
December 2015 - June 2017 · 1 yr 6 mos
Girard Securities, INC.Broker
July 2015 - January 2016 · 6 mos
Investors Capital CORP.Broker
July 2015 - January 2016 · 6 mos
Summit Brokerage Services, INC.Broker
July 2015 - January 2016 · 6 mos
Vsr Financial Services, INC.Broker
July 2015 - January 2016 · 6 mos
Cetera Financial Specialists LLCBroker
May 2012 - January 2016 · 3 yrs 8 mos
Cetera Advisors LLCBroker
March 2009 - January 2016 · 6 yrs 10 mos
Ing Financial Partners, INC.Broker
March 2009 - February 2010 · 11 mos
Cetera Advisor Networks LLCBroker
February 2009 - June 2017 · 8 yrs 4 mos
State Registrations1 state
IA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Stockstrom - Financial Advisor | TrueAdvisor