Wayne Walgenbach
Wayne Walgenbach is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Mankato, MN, with 18 years of industry experience. Wayne operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
111 West Cherry St, Suite 200, Mankato, MN, 56001
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Wayne owns farmland in Iowa and a portion of an LLC for personal storage. He also earns commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products, is co-president of a non-profit, assistant coach for softball, and owner of a legal entity, spending minimal time on most activities except softball which takes about a quarter of his time.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.