VD
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Vinh Do

15 Years of Experience
Greenwood Village, CO
1 DisclosureBroker

Vinh Do is a registered investment advisor at Empower Advisory Group, LLC, based in Greenwood Village, CO, with 15 years of industry experience. Vinh operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 250,707 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1613 advisors
Number of Clients
250,707 clients
Average Client Portfolio
$635K average
Assets Under Management
$159.1B

Fee Structure

Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K0.50%
$100K - $250K0.40%
$250K - $400K0.30%
$400K+0.20%

EAG reserves the right to offer discounted fees or waive periodic fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

8515 East Orchard Rd 4T2, Greenwood Village, CO, 80111

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History

Regulatory History (1)
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Financial
June 2020
Final
Employment History
Current Registrations
Empower Advisory Group, LLC
June 2024 - Present · 2 yrs 1 mo
Empower Financial Services, INC.
April 2024 - Present · 2 yrs 3 mos
Empower Financial Services, INC.Broker
April 2024 - Present · 2 yrs 3 mos
Previous Registrations
Mutual of America Securities LLCBroker
November 2021 - April 2024 · 2 yrs 5 mos
Cetera Investment Advisers LLC
April 2019 - April 2020 · 1 yr
Cetera Investment Services LLCBroker
April 2019 - April 2020 · 1 yr
Advice and Planning Services
December 2017 - April 2019 · 1 yr 4 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
December 2017 - April 2019 · 1 yr 4 mos
Cuso Financial Services, L.P.
August 2015 - October 2017 · 2 yrs 2 mos
Cuso Financial Services, L.P.Broker
August 2015 - October 2017 · 2 yrs 2 mos
E*trade Capital Management, LLC
January 2015 - August 2015 · 7 mos
E*trade Securities LLCBroker
January 2015 - August 2015 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2011 - January 2015 · 3 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2011 - January 2015 · 3 yrs 10 mos
New England Securities Corporation
February 2011 - March 2011 · 1 mo
New England SecuritiesBroker
August 2010 - March 2011 · 7 mos
Chase Investment Services CORP.Broker
November 2009 - June 2010 · 7 mos
Wachovia Securities, LLCBroker
October 2007 - March 2009 · 1 yr 5 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Vinh Do - Financial Advisor | TrueAdvisor