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Aileen F Defroda

18 Years of Experience
Broker
Areas of Practice
Financial Planning & CoachingRetirement PlanningEstate PlanningInsurance PlanningInvestment Management
Compensation
Fee-Only (AUM)
Firm Size
54 advisors
Number of Clients
2,599 clients
Average Client Portfolio
$661K average
Assets Under Management
$1.7B

Fee Structure

Financial Planning:Included in AUM fee
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Location

Wilmington, DE

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Ashton Thomas Securities, LLC
October 2024 - Present · 1 yr 4 mos
Ashton Thomas Securities, LLC
October 2024 - Present · 1 yr 4 mos
Ashton Thomas Securities, LLCBroker
October 2024 - Present · 1 yr 4 mos
Previous Registrations
Realta Investment Advisors, INC
August 2018 - October 2024 · 6 yrs 2 mos
Realta Equities, INC.Broker
August 2018 - October 2024 · 6 yrs 2 mos
Capital One Advisors, LLC
December 2015 - August 2018 · 2 yrs 8 mos
Capital One Investing, LLCBroker
December 2015 - August 2018 · 2 yrs 8 mos
Commonwealth Financial Network
January 2015 - December 2015 · 11 mos
Commonwealth Financial NetworkBroker
January 2015 - December 2015 · 11 mos
Invest Financial Corporation
March 2009 - January 2015 · 5 yrs 10 mos
Invest Financial CorporationBroker
September 2007 - January 2015 · 7 yrs 4 mos
State Registrations3 states
AZDENY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Aileen F Defroda - Financial Advisor | TrueAdvisor