JG
JG
Joshua Gomez
17 Years of Experience
Little Rock, AR
Broker
Joshua Gomez is a registered investment advisor at Cetera Investment Advisers LLC, based in Little Rock, AR, with 17 years of industry experience. Joshua operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Little Rock, AR
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLC
September 2021 - Present · 4 yrs 8 mos
Cetera Wealth Services, LLCBroker
September 2021 - Present · 4 yrs 8 mos
Previous Registrations
Cetera Advisor Networks LLC
September 2021 - June 2023 · 1 yr 9 mos
Stephens
October 2019 - August 2021 · 1 yr 10 mos
StephensBroker
July 2013 - August 2021 · 8 yrs 1 mo
Hancock Investment Services, INC.Broker
March 2012 - June 2013 · 1 yr 3 mos
Primevest Financial Services, INC.Broker
February 2008 - June 2011 · 3 yrs 4 mos
Whitney Securities, L.L.C.Broker
September 2007 - February 2008 · 5 mos
State Registrations1 state
AR
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.