Toma Tomov is a registered investment advisor, based in Houston, TX, with 18 years of industry experience.
Location
13630 East Fwy, Ste 300, Houston, TX, 77015
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Frost Investment Services
January 2024 - Present · 2 yrs 4 mos
Frost Brokerage Services, INC.Broker
January 2024 - Present · 2 yrs 4 mos
Previous Registrations
PNC Investments
August 2021 - November 2023 · 2 yrs 3 mos
PNC InvestmentsBroker
August 2021 - November 2023 · 2 yrs 3 mos
PNC Managed Account Solutions, INC.
March 2016 - August 2021 · 5 yrs 5 mos
Bbva Securities INC.Broker
May 2013 - August 2021 · 8 yrs 3 mos
Bbva Compass Investment Solutions, INCBroker
August 2011 - May 2013 · 1 yr 9 mos
Wells Fargo Advisors, LLCBroker
October 2007 - July 2011 · 3 yrs 9 mos
State Registrations3 states
COLATX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.