Adam Bateman is a registered investment advisor at LPL Financial LLC, based in Boston, MA, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
346 Commercial Street, Boston, MA, 02109
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Adam sells non-variable insurance products including term life, disability, LTC, and fixed annuities. He also operates under Flagship Harbor Advisors as a DBA for his LPL business and provides investment advisory services through Flagship Harbor Advisors, LLC, spending about half his time on this activity.
Employment History
Current Registrations
LPL Financial LLCBroker
Flagship Harbor Advisors, LLC
Previous Registrations
Metlife Securities INC.
Metlife Securities INC.Broker
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.