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Simon Oliver

16 Years of Experience
El Segundo, CA
Broker

Simon Oliver is a registered investment advisor at Cetera Investment Advisers LLC, based in El Segundo, CA, with 16 years of industry experience. Simon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

2301 Rosecrans Ave #5100, El Segundo, CA, 90245

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Simon works as an optician for Sixteen Aires Optical, selling and manufacturing eyewear. He interprets and verifies prescriptions, makes glasses, corrects manufacturing errors, and makes recommendations, but dedicates minimal time to this activity.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Advisors LLCBroker
October 2021 - Present · 4 yrs 7 mos
Cetera Financial Specialists LLCBroker
October 2021 - Present · 4 yrs 7 mos
Cetera Investment Services LLCBroker
October 2021 - Present · 4 yrs 7 mos
Cetera Wealth Services, LLC
June 2021 - Present · 4 yrs 11 mos
Cetera Wealth Services, LLCBroker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
First Allied Securities, INC.Broker
October 2021 - September 2022 · 11 mos
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.
August 2020 - June 2021 · 10 mos
Voya Financial Advisors, INC.Broker
January 2014 - June 2021 · 7 yrs 5 mos
New England SecuritiesBroker
October 2012 - February 2013 · 4 mos
Metlife Investors Distribution CompanyBroker
June 2008 - February 2013 · 4 yrs 8 mos
State Registrations2 states
CACT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.