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Joshua Dowden

LPL Financial LLC
18 Years of Experience
Las Vegas, NV
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Joshua Dowden is a registered investment advisor at LPL Financial LLC, based in Las Vegas, NV, with 18 years of industry experience. Joshua is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1980 Festival Plaza Dr Ste 300, Las Vegas, NV, 89135

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
December 2020
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Joshua operates his LPL business under Lucia Capital Group and Priority Wealth Partners. He is also an agent for Champion Health, selling non-variable insurance, dedicating a few hours per week. Joshua also owns Dowden Enterprises for tax/investment purposes.

Employment History
Current Registrations
LPL Financial LLCBroker
September 2022 - Present · 4 yrs 1 mo
LPL Financial LLC
September 2022 - Present · 4 yrs 1 mo
Previous Registrations
Edward Jones
December 2007 - September 2022 · 14 yrs 9 mos
Edward JonesBroker
October 2007 - September 2022 · 14 yrs 11 mos
State Registrations17 states
AKALAZCADCFLILINNCNHNVSCTNTXUTWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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