Kent Herring
Kent Herring is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Calera, AL, with 18 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
Calera, AL
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Regulatory History (1)
Customer Dispute
March 2023Other Business ActivitiesSells Insurance
Kent is the Vice President of Herring Brothers, Inc. selling timber, and a VP/Independent Insurance Agent for various independent insurance companies, dedicating a few hours per week to each. He also serves as Treasurer for the Gulf Breeze Optimist Club and owns rental property, dedicating minimal time to each, and works as an advisory rep of a RIA, dedicating about a quarter of his time.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Voya Financial Advisors, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.