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Kent Herring

Cambridge Investment Research Advisors, INC.
19 Years of Experience
Pensacola, FL
1 DisclosureBrokerSells Insurance
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Kent Herring is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Pensacola, FL, with 19 years of industry experience. Kent is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 361,213 clients with $140B in assets under management.

Cambridge Investment Research Advisors, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3940 advisors
Number of Clients
361,213 clients
Average Client Portfolio
$384K average
Assets Under Management
$138.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum allowable advisory fee is 2.25% annually across platforms. Actual fees are negotiable and set by your financial professional based on account size, complexity, and specific program selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Pensacola, FL

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2023
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Kent is the Vice President of Herring Brothers, Inc. selling timber, and a VP/Independent Insurance Agent for various independent insurance companies, dedicating a few hours per week to each. He also serves as Treasurer for the Gulf Breeze Optimist Club and owns rental property, dedicating minimal time to each, and works as an advisory rep of a RIA, dedicating about a quarter of his time.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
March 2018 - Present · 8 yrs 7 mos
Cambridge Investment Research, INC.Broker
January 2015 - Present · 11 yrs 9 mos
Previous Registrations
Voya Financial Advisors, INC.Broker
September 2007 - December 2014 · 7 yrs 3 mos
State Registrations9 states
ALFLGAKSLAMOMSNCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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