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Walter Shoczolek

18 Years of Experience
Ann Arbor, MI
Broker

Walter Shoczolek is a registered investment advisor, based in Ann Arbor, MI, with 18 years of industry experience.

Location

300 Parkland Plaza, Ann Arbor, MI, 48103

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Walter is involved in several businesses, including rental property ownership/management, bill paying, tax preparation/accounting, and payroll services. He dedicates minimal time to most of these activities, except for tax preparation/accounting at Pierce Guyon & Shoczolek, PA, which takes nearly full-time hours.

Employment History
Current Registrations
Sigma Financial Corporation
September 2023 - Present · 2 yrs 8 mos
Spc
September 2023 - Present · 2 yrs 8 mos
Sigma Financial CorporationBroker
September 2023 - Present · 2 yrs 8 mos
Previous Registrations
Avantax Advisory Services
October 2008 - October 2023 · 15 yrs
Avantax Investment Services, INC.Broker
October 2007 - October 2023 · 16 yrs
State Registrations9 states
DEFLGAMDNCNJPASCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Walter Shoczolek - Financial Advisor | TrueAdvisor