Lorraine Harrod is a registered investment advisor at LPL Financial LLC, based in Lewes, DE, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
33322 E Chesapeake St Unit 47, Lewes, DE, 19958
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Lorraine operates under several DBAs for her LPL business: Sussex Wealth Management, Sussex Wealth Partners, and Momentum Wealth Partners. She spends about a quarter of her time (40 hours per month) on Sussex Wealth Partners, including time during trading hours.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
PNC InvestmentsBroker
PNC Investments
PNC Investments
PNC InvestmentsBroker
Chase Investment Services CORP.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.