David Casarella
David Casarella is a registered investment advisor at Sound Income Strategies, LLC, based in Westbrook, CT, with 16 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 2 more. Their firm serves 24,757 clients with $4.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.75% |
Fees are up to 1.75% annually for standard investment management, and up to 2.0% for clients requiring specialized family office or special needs services. Fees are negotiable.
Fee Estimator
Location
1921 Boston Post Road, Suite 8, Westbrook, CT, 06498
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 2016Other Business Activities
David operates under the DBA Webster Investments for his LPL business. He dedicates full-time hours to this investment-related activity.
Employment History
Current Registrations
Sound Income Strategies, LLC
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
UBS Financial Services INC.Broker
UBS Financial Services INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- David Scranton, CFP, ChFCSound Income Strategies, LLC
- Robert Fiocco, CFPCommonwealth Financial Network