Tammy Borchers is a registered investment advisor, based in Overland Park, KS, with 13 years of industry experience.
Location
Overland Park, KS
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Advisors LLCBroker
May 2025 - Present · 1 yr 4 mos
Cetera Financial Specialists LLCBroker
May 2025 - Present · 1 yr 4 mos
Cetera Wealth Services, LLCBroker
May 2025 - Present · 1 yr 4 mos
Cetera Investment Services LLCBroker
May 2025 - Present · 1 yr 4 mos
Cetera Investment Advisers LLC
May 2025 - Present · 1 yr 4 mos
Previous Registrations
Transamerica Financial Advisors, LLC
January 2025 - April 2025 · 3 mos
Transamerica Financial Advisors, LLCBroker
January 2025 - April 2025 · 3 mos
Grove Point Investments, LLCBroker
December 2023 - December 2024 · 1 yr
Western International Securities, INC.Broker
October 2023 - December 2024 · 1 yr 2 mos
Scf Securities, INC.Broker
October 2023 - December 2024 · 1 yr 2 mos
Sorrento Pacific Financial, LLCBroker
September 2021 - December 2024 · 3 yrs 3 mos
Cuso Financial Services, L.P.Broker
September 2021 - December 2024 · 3 yrs 3 mos
Next Financial Group, INC.Broker
September 2021 - December 2024 · 3 yrs 3 mos
Cadaret Grant & CO INC
August 2021 - December 2024 · 3 yrs 4 mos
Cadaret, Grant & CO., INC.Broker
August 2021 - December 2024 · 3 yrs 4 mos
Waddell & ReedBroker
November 2017 - August 2021 · 3 yrs 9 mos
Waddell & Reed
November 2017 - August 2021 · 3 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
December 2012 - October 2017 · 4 yrs 10 mos
Wells Fargo Clearing Services, LLC
December 2012 - October 2017 · 4 yrs 10 mos
UBS Financial Services INC.
June 2012 - December 2012 · 6 mos
UBS Financial Services INC.Broker
February 2012 - December 2012 · 10 mos
State Registrations1 state
KS
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.