Ruby Herrera
Ruby Herrera is a CFP-designated registered investment advisor at UBS Financial Services INC., based in Pasadena, CA, with 17 years of industry experience. Ruby is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
200 S Los Robles Avenue, Pasadena, CA, 91101
Get directionsHistory
Regulatory History (1)
Criminal
November 2000Other Business Activities
Ruby is involved with Le-Vel, a privately held company. The filing does not indicate the nature of her involvement.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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