Caroline Peters is a registered investment advisor at Morgan Stanley, based in Fort Myers, FL, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
7811 University Pointe Drive, Suite 100, Fort Myers, FL, 33907
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
January 2021 - Present · 5 yrs 4 mos
Morgan StanleyBroker
January 2021 - Present · 5 yrs 4 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
October 2020 - December 2020 · 2 mos
Raymond James Financial Services, INC.Broker
March 2020 - December 2020 · 9 mos
Charles Schwab & CO., INC.
May 2016 - March 2020 · 3 yrs 10 mos
Charles Schwab & CO., INC.Broker
May 2016 - March 2020 · 3 yrs 10 mos
Infinex Investments, INC.
March 2016 - April 2016 · 1 mo
Infinex Investments, INC.Broker
February 2016 - April 2016 · 2 mos
Beacon Capital Management, LLC
November 2014 - May 2015 · 6 mos
Kalos Capital, INC.Broker
September 2014 - May 2015 · 8 mos
Charles Schwab & CO., INC.Broker
January 2008 - August 2014 · 6 yrs 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.