John Ellis
John Ellis is a CFP-designated registered investment advisor at Forthright Wealth Management, LLC, based in Alpharetta, GA, with 16 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Insurance Planning, Investment Management, Retirement Planning. Their firm serves 527 clients with $660M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 0.90% |
| $500K - $2.0M | 0.75% |
| $2.0M - $3.0M | 0.50% |
| $3.0M - $5.0M | 0.25% |
| $5.0M - $10.0M | 0.20% |
| $10M+ | 0.15% |
Certain legacy clients may be billed under a different fee structure.
Fee Estimator
Location
5755 North Point Pkwy, Suite 47, Alpharetta, GA, 30022
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is involved with Forthright Wealth Management, LLC, dedicating full-time hours to financial planning. He also owns a portion of the office suite through JJ Ellis, LLC and works as an agent for fixed insurance and fixed annuity sales for PKS Financial, spending about a quarter of his time on this.
Employment History
Current Registrations
Forthright Wealth Management, LLC
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Suntrust Investment Services, INC.
Suntrust Investment Services, INC.Broker
PNC Investments
PNC InvestmentsBroker
Suntrust Investment Services, INC.
Suntrust Investment Services, INC.Broker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.