Nathan Buffington is a registered investment advisor, based in Huntsville, AL, with 18 years of industry experience.
Location
305 Church St Sw, Fl 1, Huntsville, AL, 35801
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Regulatory History (1)
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Customer Dispute
February 2014Denied
Other Business Activities
Nathan engages in several outside business activities, including speaking engagements on personal consumption and budgeting, serving as a church board member, owning a small farming operation, co-owning real estate with his wife, and owning a car wash and billboard sign. These activities require minimal to about 10-20% of Nathan's time.
Employment History
Current Registrations
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 3 mos
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 3 mos
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 3 mos
Previous Registrations
Bb&t Securities, LLC
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Securities, LLCBroker
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Investment Services, INC.
July 2011 - January 2018 · 6 yrs 6 mos
Bb&t Investment Services, INC.Broker
July 2011 - January 2018 · 6 yrs 6 mos
Sterne Agee Investment Advisors, INC.
April 2009 - July 2011 · 2 yrs 3 mos
Sterne, Agee & Leach, INC.Broker
April 2009 - July 2011 · 2 yrs 3 mos
UBS Financial Services INC.
December 2007 - May 2009 · 1 yr 5 mos
UBS Financial Services INC.Broker
November 2007 - May 2009 · 1 yr 6 mos
State Registrations23 states
AKALAZCACOFLGAIAILINMAMIMOMSNCNYOHPASCTNTXVAWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.