JD
CFP
JD
CFP

Joseph Downes

15 Years of Experience
Austin, MN
Broker

Joseph Downes is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Austin, MN, with 15 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

101 8th St NW, Ste #102, Austin, MN, 55912

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Joseph works as a financial advisor for Integrity Wealth in Eden Prairie, MN. This activity is not investment-related and requires minimal time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
June 2019 - Present · 6 yrs 11 mos
Raymond James Financial Services, INC.Broker
May 2019 - Present · 7 yrs
Previous Registrations
Laurel Wealth Planning
November 2013 - September 2018 · 4 yrs 10 mos
Raymond James Financial Services, INC.Broker
May 2013 - July 2013 · 2 mos
Princor Financial Services CorporationBroker
September 2012 - May 2013 · 8 mos
Commonwealth Financial NetworkBroker
May 2011 - February 2012 · 9 mos
Morgan Stanley Smith BarneyBroker
January 2010 - April 2011 · 1 yr 3 mos
UBS Financial Services INC.Broker
November 2007 - May 2009 · 1 yr 6 mos
State Registrations20 states
ARAZCAFLIAIDILKSMAMNMONCNMNYOKPASDTXVAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.