Chris Lascarides is a registered investment advisor, based in Malvern, PA, with 18 years of industry experience.
Location
100 Vanguard Blvd, Malvern, PA, 19355
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Chris holds an insurance license, obtained in 2007, but is not actively using it. This activity requires minimal time.
Employment History
Current Registrations
Vanguard Marketing Corporation
January 2022 - Present · 4 yrs 4 mos
Vanguard Advisers, INC.
January 2022 - Present · 4 yrs 4 mos
Vanguard Marketing CorporationBroker
January 2022 - Present · 4 yrs 4 mos
Previous Registrations
LPL Financial LLC
June 2021 - October 2021 · 4 mos
LPL Financial LLCBroker
June 2021 - October 2021 · 4 mos
M&t Securities, INC.
January 2020 - June 2021 · 1 yr 5 mos
M&t Securities, INC.Broker
January 2020 - June 2021 · 1 yr 5 mos
Cetera Advisor Networks LLCBroker
September 2013 - January 2020 · 6 yrs 4 mos
Vicus Capital, INC.
April 2012 - January 2020 · 7 yrs 9 mos
Walnut Street Securities, INC.Broker
March 2012 - September 2013 · 1 yr 6 mos
Edward Jones
December 2007 - April 2012 · 4 yrs 4 mos
Edward JonesBroker
November 2007 - April 2012 · 4 yrs 5 mos
State Registrations2 states
PATX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.