Erik Averill
Erik Averill is a CFP-designated registered investment advisor at Awm Capital, LLC, based in Phoenix, AZ, with 16 years of industry experience. Erik operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 2 more. Their firm serves 436 clients with $1.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AWM Capital charges an annual fee based on a percentage of the assets they manage, up to 2.00% annually, with a $20,000 minimum annual fee. Fees are negotiable and may be a fixed fee instead of a percentage. Fees are billed quarterly in advance. Asset management fees charged by separate account managers are not included in AWM's advisory fee.
Location
1 N. 1st Street, Suite 525, Phoenix, AZ, 85004
Get directionsHistory
Regulatory History (1)
Regulatory
August 2013Other Business ActivitiesSells Insurance
Erik is a licensed insurance agent and may offer clients insurance products, creating a potential conflict of interest. He is also involved in multiple LLCs, including Athlete CEO Consulting, Averill Ventures LLC, AWM Ventures LLC, and several real estate holding companies, dedicating minimal time to each.
Employment History
Current Registrations
Awm Capital, LLC
Previous Registrations
Penniall & Associates
United Planners' Financial Services of America a Limited PartnerBroker
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.