Wendy Carroll is a registered investment advisor at Wells Fargo Advisors, based in Fort Lauderdale, FL, with 14 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
500 W Cypress Creek Rd, Ste 680, Fort Lauderdale, FL, 33309
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Wendy co-owns Labmed LLC, a medical supply company, with her spouse since 2006, but has no duties and spends no time on it. Wendy also co-owns Biotronics LLC, another medical supply business, with her spouse since 2014, dedicating about a quarter of her time to clerical and accounting tasks. Wendy is also a trustee for her son's special needs trust.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Advisors Financial Network, LLCBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.