Cesar Martinez is a registered investment advisor, based in Austin, TX, with 15 years of industry experience.
Location
Ibc Building, 500 West 5th Street, 8th Floor, Austin, TX, 78701
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Cesar co-owns rental properties and acts as landlord. He dedicates minimal time to this activity.
Employment History
Current Registrations
First Trust Portfolios L.P.Broker
September 2018 - Present · 7 yrs 8 mos
First Trust Advisors LP
September 2018 - Present · 7 yrs 8 mos
Previous Registrations
LPL Financial LLC
July 2018 - August 2018 · 1 mo
LPL Financial LLCBroker
April 2018 - August 2018 · 4 mos
LPL Financial LLCBroker
June 2011 - May 2016 · 4 yrs 11 mos
LPL Financial LLC
June 2011 - February 2016 · 4 yrs 8 mos
Chase Investment Services CORP.
November 2009 - June 2011 · 1 yr 7 mos
Chase Investment Services CORP.Broker
November 2009 - June 2011 · 1 yr 7 mos
Thrivent Investment Management INC.
January 2008 - June 2009 · 1 yr 5 mos
Thrivent Investment Management INC.Broker
November 2007 - June 2009 · 1 yr 7 mos
State Registrations2 states
ILTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.