DC
CFP
DC
CFP

Douglas Collins

18 Years of Experience
New York, NY
BrokerSells Insurance

Douglas Collins is a CFP-designated registered investment advisor at MML Investors Services, LLC, based in New York, NY, with 18 years of industry experience. Douglas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

420 Lexington Avenue, 25th Floor, Suite 2510, New York, NY, 10170

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Douglas is involved in outside insurance activities, selling life, group life, group health, and fixed annuities, dedicating a few hours per week. He is also an insurance broker for Copeland Group, focusing on Medicare, and spends a few hours per week on this activity as well.

Employment History
Current Registrations
MML Investors Services, LLC
June 2021 - Present · 5 yrs 4 mos
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Msi Financial Services, INC.Broker
October 2014 - March 2017 · 2 yrs 5 mos
Maxim Group LLCBroker
November 2008 - November 2013 · 5 yrs
Eastbrook Capital Group LLCBroker
October 2007 - November 2008 · 1 yr 1 mo
State Registrations18 states
AZCACTDCFLGAMAMDNCNHNJNMNYOHORPAUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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