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David Shamash

15 Years of Experience
New York, NY
2 DisclosuresBrokerSells Insurance

David Shamash is a registered investment advisor at MML Investors Services, LLC, based in New York, NY, with 15 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

90 Park Ave, 17th Fl, New York, NY, 10016

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2013
Settled
Customer Dispute
October 2011
Settled
Other Business ActivitiesSells Insurance

David is an insurance broker selling life, disability, fixed annuities, and health insurance products since July 2024. This activity requires minimal time.

Employment History
Current Registrations
MML Investors Services, LLC
October 2021 - Present · 5 yrs
MML Investors Services, LLCBroker
January 2013 - Present · 13 yrs 9 mos
MML Investors Services, LLC
January 2013 - Present · 13 yrs 9 mos
Previous Registrations
AXA Advisors, LLCBroker
June 2010 - August 2012 · 2 yrs 2 mos
State Registrations14 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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