KP
KP

Kathryn Parker

18 Years of Experience
New York, NY
Broker

Kathryn Parker is a registered investment advisor at Morgan Stanley, based in New York, NY, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

55 East 52nd Street, 12th Floor, New York, NY, 10055

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kathryn is a board member for a rental property in New York since September 2022. This activity requires minimal time outside of business hours.

Employment History
Current Registrations
Morgan Stanley
April 2021 - Present · 5 yrs 1 mo
Morgan Stanley
April 2021 - Present · 5 yrs 1 mo
Morgan StanleyBroker
April 2021 - Present · 5 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLC
June 2019 - May 2021 · 1 yr 11 mos
Wells Fargo Clearing Services, LLCBroker
June 2019 - May 2021 · 1 yr 11 mos
Raymond James & Associates, INC.
March 2017 - May 2019 · 2 yrs 2 mos
Raymond James & Associates, INC.Broker
September 2016 - May 2019 · 2 yrs 8 mos
Deutsche Bank Securities INC.Broker
October 2015 - September 2016 · 11 mos
Barclays Capital INC.Broker
February 2012 - October 2015 · 3 yrs 8 mos
Barclays Capital INC.
February 2012 - October 2015 · 3 yrs 8 mos
UBS Financial Services INC.
April 2011 - March 2012 · 11 mos
UBS Financial Services INC.Broker
March 2011 - March 2012 · 1 yr
Morgan Stanley Smith Barney LLC
February 2010 - April 2011 · 1 yr 2 mos
Morgan Stanley Smith BarneyBroker
June 2009 - April 2011 · 1 yr 10 mos
Citigroup Global Markets INC.Broker
February 2008 - June 2009 · 1 yr 4 mos
State Registrations29 states
ALARAZCACTDEFLIDILKYLAMAMDMEMIMONCNJNYOHPARISCTXUTVTVirgin IslandsWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kathryn Parker - Financial Advisor | TrueAdvisor