James Lancaster
James Lancaster is a registered investment advisor at Cetera Investment Advisers LLC, based in Huntsville, AL, with 17 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
508 Madison Street, Huntsville, AL, 35801
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James owns two rental properties that are managed by a third-party property manager.
Employment History
Current Registrations
Cetera Investment Services LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Bb&t Investment Services, INC.
Bb&t Investment Services, INC.Broker
PNC InvestmentsBroker
Wells Fargo Advisors, LLCBroker
Chase Investment Services CORP.Broker
Woodbury Financial Services, INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.