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Roya Vassell

15 Years of Experience
Baltimore, MD
1 DisclosureBroker

Roya Vassell is a registered investment advisor at T. Rowe Price Associates, INC., based in Baltimore, MD, with 15 years of industry experience. Roya operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 5,921 clients with $1900B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
227 advisors
IM Fee
Planning only
Assets Under Management
$1934.2B

Fee Structure

Minimum Investment:$50M
Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1307 Point Street, Baltimore, MD, 21231

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
March 2016
Final
Employment History
Current Registrations
T. Rowe Price Associates, INC.
September 2022 - Present · 4 yrs
T. Rowe Price Investment Services, INC.
July 2022 - Present · 4 yrs 2 mos
T. Rowe Price Investment Services, INC.Broker
July 2022 - Present · 4 yrs 2 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2021 - June 2022 · 1 yr 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2020 - November 2020 · 2 mos
Profunds Distributors, INC.Broker
December 2017 - July 2020 · 2 yrs 7 mos
Morgan Stanley
September 2017 - October 2017 · 1 mo
Morgan StanleyBroker
August 2017 - October 2017 · 2 mos
Profunds Distributors, INC.Broker
April 2011 - July 2017 · 6 yrs 3 mos
Navy Federal Brokerage Services, LLCBroker
September 2009 - April 2010 · 7 mos
T. Rowe Price Investment Services, INC.Broker
March 2008 - July 2009 · 1 yr 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.