Thomas Scotto
Thomas Scotto is a registered investment advisor at Trustee Empowerment & Protection, INC., based in Staten Island, NY, with 16 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
TEPI provides direct internet-based investment advisory services to defined contribution retirement plans for a flat fee of $5,000 per year, payable quarterly in advance. This fee can be negotiated, discounted, or waived, especially for smaller plans. TEPI also receives referral fees from other registered investment advisors when clients engage them through TEPI's platform. These referral fees typically range from 10% to 20% of the fees the advisor receives from the client.
Location
3948 Amboy Road, Staten Island, NY, 10308
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is the president of Thomas Scotto Consultants LLC, dedicating full-time hours to third-party marketing. He is also an independent insurance agent marketing group health insurance to union clients and provides business development for Consulting Services Support Corporation and Barrack, Rodos & Bacine Law Firm, spending minimal time on the latter.
Employment History
Current Registrations
Trustee Empowerment & Protection, INC.
Previous Registrations
Trustee Empowerment & Protection, INC.
Cssc Brokerage Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.