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Thomas Scotto

Trustee Empowerment & Protection, INC.
16 Years of Experience
Staten Island, NY
Sells Insurance
View SEC Summary
View SEC Summary

Thomas Scotto is a registered investment advisor at Trustee Empowerment & Protection, INC., based in Staten Island, NY, with 16 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 3 clients with $10M in assets under management.

Trustee Empowerment & Protection, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4 advisors
IM Fee
Planning only
Assets Under Management
$10.3M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
  • Direct internet advisory service for retirement plans — $4,999 per year ($3,499 payable in advance, which includes a $2,999 software license fee, plus $500 quarterly installments), providing access to online tools to evaluate investment choices.
  • Direct internet advisory service for individual investors — $999 per year payable in advance, which includes a $499 license fee for a portfolio tracking application.
One-Time Plan:$999 - $4,999
View Full SEC Brochure

Location

3948 Amboy Road, Staten Island, NY, 10308

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Thomas is the president of Thomas Scotto Consultants LLC, dedicating full-time hours to third-party marketing. He is also an independent insurance agent marketing group health insurance to union clients and provides business development for Consulting Services Support Corporation and Barrack, Rodos & Bacine Law Firm, spending minimal time on the latter.

Employment History
Current Registrations
Trustee Empowerment & Protection, INC.
January 2021 - Present · 5 yrs 9 mos
Previous Registrations
Trustee Empowerment & Protection, INC.
January 2010 - December 2018 · 8 yrs 11 mos
Cssc Brokerage Services, INC.Broker
December 2007 - August 2018 · 10 yrs 8 mos
State Registrations1 state
NY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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