William Mendel
William Mendel is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Kansas City, MO, with 18 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Kansas City, MO
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William owns Mendel Financial Planning LLC for business checking and income/expense management, is a limited partner in Block Income Fund II, and is VP of Beach Street Properties LLC managing rental properties. He also sells life, disability, annuities, and long-term care insurance, dedicating a few hours per week to this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Summit Financial Group INC
Summit Brokerage Services, INC.Broker
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations20 states
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