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Michael Wiercinski

18 Years of Experience
Franklin, NC
1 DisclosureBrokerSells Insurance

Michael Wiercinski is a registered investment advisor, based in Franklin, NC, with 18 years of industry experience.

Location

175 East Main St Ste C, Franklin, NC, 28734

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History

Regulatory History (1)
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Employment Separation After Allegations
October 2019
Other Business ActivitiesSells Insurance

Michael is the President of Mountain Rock Wealth Management, where he provides investment advice and financial planning, dedicating nearly full-time hours to this role. He is also an Investment Advisor Representative (IAR) with Kestra Advisory Services LLC, spending about a quarter of his time in this capacity, and a Parish Finance Council Member for his local church, spending minimal time.

Employment History
Current Registrations
Kestra Advisory Services, LLC
November 2019 - Present · 6 yrs 6 mos
Kestra Investment Services, LLCBroker
November 2019 - Present · 6 yrs 6 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
April 2010 - October 2019 · 9 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
April 2010 - October 2019 · 9 yrs 6 mos
UBS Financial Services INC.
December 2007 - May 2010 · 2 yrs 5 mos
UBS Financial Services INC.Broker
December 2007 - May 2010 · 2 yrs 5 mos
State Registrations12 states
ALARFLGAKYMONCNMNVOHPASC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Wiercinski - Financial Advisor | TrueAdvisor