Samuel Hodges is a registered investment advisor at LPL Financial LLC, based in Roanoke, VA, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2650 Electric Road, Suite D, Roanoke, VA, 24018
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Regulatory History (1)
Customer Dispute
May 2010Other Business Activities
Samuel is associated with River Birch Wealth Management LLC, a DBA for his LPL business. He dedicates 100% of his time to this investment-related activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Truist Advisory Services, INC.
Suntrust Investment Services, INC.
Truist Investment Services, INC.Broker
Suntrust Advisory Services LLC
Raymond James Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
Cetera Investment Advisers LLC
Cetera Investment Services LLC
Cetera Investment Services LLCBroker
Metlife Securities INC.
Metlife Securities INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.