Monica Coles is a registered investment advisor, based in Indianapolis, IN, with 14 years of industry experience.
Location
9000 Keystone Crossing, Seventh Floor, Indianapolis, IN, 46240
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Monica is the Chair of the CASA Advisory Board and an ensemble performer for Great Northern Artists Collaborative. Her role as an ensemble performer takes minimal time outside of business hours.
Employment History
Current Registrations
Thurston Springer Advisors
Thurston, Springer, Miller, Herd & Titak, INC.Broker
Thurston, Springer, Miller, Herd & Titak, INC.
Previous Registrations
Pinnacle Investments, LLCBroker
Pinnacle Investments, LLC
Scf Securities, INC.Broker
Cuso Financial Services, L.P.Broker
Next Financial Group, INC.Broker
Sorrento Pacific Financial, LLCBroker
Western International Securities, INC.Broker
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
Morgan Stanley
Morgan StanleyBroker
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.