Monica Coles is a registered investment advisor at Ibn Financial Services, INC, based in Liverpool, NY, with 14 years of industry experience. Monica is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 519 clients with $88M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees generally range from 0.50% to 2.00% per year depending on account size and complexity. Fees are negotiable.
Fee Estimator
Location
404 Old Liverpool Rd, Liverpool, NY, 13088
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Monica is the Chair of the CASA Advisory Board and an ensemble performer for Great Northern Artists Collaborative. Her role as an ensemble performer takes minimal time outside of business hours.
Employment History
Current Registrations
Ibn Financial Services, INC.Broker
Ibn Financial Services, INC
Thurston Springer Advisors
Thurston, Springer, Miller, Herd & Titak, INC.Broker
Thurston, Springer, Miller, Herd & Titak, INC.
Previous Registrations
Pinnacle Investments, LLCBroker
Pinnacle Investments, LLC
Scf Securities, INC.Broker
Sorrento Pacific Financial, LLCBroker
Western International Securities, INC.Broker
Cuso Financial Services, L.P.Broker
Next Financial Group, INC.Broker
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
Morgan Stanley
Morgan StanleyBroker
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Richard CarlescoIbn Financial Services, INC
- James Frash, ChFCAmeriprise Financial Services, LLC
- Matthew Jacob, CFPMML Investors Services, LLC
- Kyle Mumpton, CFPThrivent Investment Management INC.
- Daniel D'andreano, CFP, ChFCLPL Financial LLC
- John Serafin, ChFCMutual of Omaha Investor Services, INC.