John Capistran is a registered investment advisor at Caplo Advisory LLC, based in Houston, TX, with 17 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 33 clients with $7.2M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
33 clients
Average Client Portfolio
$218K average
Assets Under Management
$7.2M
Fee Structure
Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.75% |
| $250K - $750K | 1.50% |
| $750K - $3.0M | 1.25% |
| $3M+ | 1.25% |
Fees are negotiable for accounts over $3,000,001.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
717 Texas Ave., Floor 12 Ste 58, Houston, TX, 77002
Get directionsHistory
Regulatory History (2)
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Employment Separation After Allegations
November 2020Customer Dispute
October 2016Denied
Employment History
Current Registrations
Caplo Advisory LLC
February 2023 - Present · 3 yrs 3 mos
Previous Registrations
Caplo Advisory LLC
February 2021 - December 2022 · 1 yr 10 mos
VALIC Financial Advisors, INC.
January 2009 - December 2020 · 11 yrs 11 mos
VALIC Financial Advisors, INC.Broker
April 2008 - December 2020 · 12 yrs 8 mos
State Registrations1 state
TX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.