Caplo Advisory offers asset management and financial planning services to individuals, high net worth individuals, corporations, and other business entities. Caplo Advisory manages client accounts on a continuous basis, utilizing stocks, bonds, mutual funds, and exchange-traded funds. In addition to investment management, Caplo Advisory provides project-based financial planning and consulting covering retirement planning, tax strategies, asset allocation, risk management, budgeting, education planning, insurance analysis, and estate planning. Client portfolios are managed based on individual investment policy statements and risk tolerance levels. Caplo Advisory does not require a minimum account size for asset management services.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.75% |
| $250K - $750K | 1.50% |
| $750K - $3.0M | 1.25% |
| $3M+ | 1.25% |
Fees are negotiable. Planning fees may be waived if clients engage asset management services.