Roberto Carro
Roberto Carro is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Guaynabo, PR, with 17 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
B7 Calle Tabonuco, Ste 806, Guaynabo, PR, 00968
Get directionsHistory
Regulatory History (2)
Customer Dispute
October 2019Customer Dispute
June 2018Other Business Activities
Roberto is an independent contractor for SJ Advisors, functioning as a financial advisor/investment advisor. This activity takes about half of Roberto's time and occurs during trading hours.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
Previous Registrations
Herbert J. Sims & CO, INC.Broker
Herbert J. Sims Capital Management, INC.
Oriental Financial Services LLC
Oriental Financial Services LLCBroker
Santander SecuritiesBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.