Laurie Allen
Laurie Allen is a CFP-designated registered investment advisor at Gwn Securities INC., based in Hermosa Beach, CA, with 18 years of industry experience. Laurie is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 37,793 clients with $4.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1M+ | 0.50% |
Schedule represents the standard GWN Managed Account Program. Other programs such as Premier, Total Access, and FMAX have separate fee schedules or negotiable rates up to 2.00%.
Fee Estimator
Location
832 Hermosa Ave, Hermosa Beach, CA, 90254
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Laurie is CEO of LA Wealth Management, an S corp, and LA Insurance Services, where she handles insurance and annuity sales, payroll, and 1099s. She also owns JBELA Real Estate Holding for short-term rentals, participates in SmartVestorPro for referral generation, and is a fundraising coordinator for Valor Christian Academy.
Employment History
Current Registrations
Gwn Securities INC.Broker
Gwn Securities INC.
Previous Registrations
AXA Advisors, LLC
AXA Advisors, LLCBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Sonya Oliver, CFAJ.P. Morgan Securities LLC
- Jeffrey Bronchick, CFACove Street Capital, LLC
- Peter Alliegro, CFAMML Investors Services, LLC
- Michael Kamell, CFACapital Client Group, INC.
- Valerie Lemmon, CFARidgewood Investments
- Stacey Peterson, CFPCambridge Investment Research Advisors, INC.