Dax Werner Weindorf

Waterloo Capital

17 Years of Experience

1 DisclosureBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementHigh Net Worth

Waterloo Capital

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

42 advisors

Number of Clients

2,088 clients

Average Client Portfolio

$808K average

Assets Under Management

$1.7B

Fee Structure

Minimum Investment:$1M

Financial Planning:Investment management only

Location

3614 W Southern Hills Blvd., Suite 102, Rogers, AR, 72758

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History

Regulatory History (1)

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Customer Dispute

June 2025

Pending

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Dax owns 4W Consulting as a financial advisor and S Corp for financial planning revenue, works as a financial advisor for Lighthouse Financial, and is an IAR for Waterloo Capital. These activities take about a quarter of his time each.