VM
VM

Vincent Mezzina

8 Years of Experience
New York, NY
Broker

Vincent Mezzina is a registered investment advisor, based in New York, NY, with 8 years of industry experience.

Location

11 Madison Avenue, New York, NY, 10010

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Vincent works as a hall monitor at Immaculate Heart Academy during testing on Saturday and Sunday mornings. He ensures students don't talk in the hallways and maintains order during bathroom breaks.

Employment History
Current Registrations
UBS Securities LLCBroker
November 2020 - Present · 5 yrs 10 mos
UBS Financial Services INC.
October 2019 - Present · 6 yrs 11 mos
UBS Financial Services INC.Broker
May 2017 - Present · 9 yrs 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Vincent Mezzina - Financial Advisor | TrueAdvisor