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Jeremiah Butout

18 Years of Experience
Tempe, AZ
2 DisclosuresBrokerSells Insurance

Jeremiah Butout is a registered investment advisor at LPL Financial LLC, based in Tempe, AZ, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1655 W. Drake Drive, Tempe, AZ, 85283

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
August 2012
Regulatory
September 2008
Final
Other Business ActivitiesSells Insurance

Jeremiah operates Alpha Rising Wealth Management as a DBA for his LPL business and sells non-variable insurance products including fixed life, disability, long-term care, fixed annuities, and P&C insurance, dedicating about a quarter of his time to each. He also works as a handyman, is a trustee for a family trust, runs a family salsa business, and owns rental real estate.

Employment History
Current Registrations
LPL Financial LLCBroker
March 2021 - Present · 5 yrs 2 mos
LPL Financial LLC
March 2021 - Present · 5 yrs 2 mos
Previous Registrations
Sagepoint Financial, INC.
March 2015 - March 2021 · 6 yrs
Sagepoint Financial, INC.Broker
March 2015 - March 2021 · 6 yrs
MML Investors Services, LLC
December 2012 - March 2015 · 2 yrs 3 mos
MML Investors Services, LLCBroker
October 2012 - March 2015 · 2 yrs 5 mos
New England SecuritiesBroker
January 2008 - August 2012 · 4 yrs 7 mos
State Registrations6 states
AZCAFLLANVTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.