Richard Hazelbaker
Richard Hazelbaker is a CFP-designated registered investment advisor at Western Wealth Management LLC, based in Louisville, KY, with 17 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 8,964 clients with $3.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
WWM offers Comprehensive Portfolio Management where the maximum annual fee is 3.0% of the assets managed. Alternatively, a flat fee, not to exceed 2.5% of assets under management or a negotiated flat rate may be applied in certain circumstances. Fees are negotiable. WWM also offers LPL Financial Sponsored Advisory Programs with maximum fees ranging from 1.4% to 3.0%.
Location
4500 Bowling Blvd., #100, Louisville, KY, 40207
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is an independent licensed insurance agent and dedicates about two-thirds of his time to this activity. He also owns a distilling company, spending nearly full-time hours on it, and has a real estate rental property, requiring minimal time. Additionally, Richard is associated with Financial Planning Concepts as a registered investment advisor, spending about a third of his time on this.
Employment History
Current Registrations
Western Wealth Management LLC
Previous Registrations
Ntb Advisors, a Division of Ntb Financial Corporation
Dynasty Capital Management, INC
Mah Investment Management
Dynasty Capital Management, INC
Much Wealth Management, INC.
Merit National Fund Advisors, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.